SEC Form 4 · accession 0001209191-15-065658

SPLUNK INC · SPLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & Chief Financial Officer

Period of report

Aug 10, 2015

Accepted (ET)

Aug 12, 2015 · 6:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001353283

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Aug 10, 2015	M	20,835	$2.94	A	136,774	D
Common Stock	Aug 10, 2015	M	4,565	$4.82	A	141,339	D
Common Stock^F2	Aug 10, 2015	S	3,700	$68.71	D	137,639	D
Common Stock^F3	Aug 10, 2015	S	21,400	$69.66	D	116,239	D
Common Stock^F4	Aug 10, 2015	S	300	$70.24	D	115,939	D
Common Stock	Aug 11, 2015	M	300	$4.82	A	116,239	D
Common Stock^F5	Aug 11, 2015	S	300	$69.95	D	115,939	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F6	$2.94	Aug 10, 2015	M	20,835	D	—	Jul 14, 2021	Common Stock	20,835	0	D
Employee Stock Option (right to buy)^F7	$4.82	Aug 10, 2015	M	4,565	D	—	Dec 14, 2021	Common Stock	4,565	34,095	D
Employee Stock Option (right to buy)^F7	$4.82	Aug 11, 2015	M	300	D	—	Dec 14, 2021	Common Stock	300	33,795	D

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 27, 2014.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.19 to $69.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.22 to $70.21, inclusive.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.22 to $70.29, inclusive.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.90 to $70.02, inclusive.
F6The option, representing a right to purchase a total of 1,000,000 shares, is subject to an early exercise provision pursuant to which one-fourth of the shares subject to the option vested on July 15, 2012 and one forty-eighth of the shares vest monthly thereafter.
F7One-fourth of the shares subject to the option vested on December 15, 2012 and one forty-eighth of the shares vest monthly thereafter.