SEC Form 4 · accession 0001209191-15-060648

SPLUNK INC · SPLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & Chief Financial Officer

Period of report

Jul 9, 2015

Accepted (ET)

Jul 13, 2015 · 4:28 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001353283

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jul 9, 2015	M	21,198	$2.94	A	137,137	D
Common Stock	Jul 9, 2015	M	1,602	$4.82	A	138,739	D
Common Stock^F2	Jul 9, 2015	S	7,812	$69.17	D	130,927	D
Common Stock^F3	Jul 9, 2015	S	14,988	$69.62	D	115,939	D
Common Stock	Jul 10, 2015	M	3,488	$4.82	A	119,427	D
Common Stock^F4	Jul 10, 2015	S	1,800	$70.85	D	117,627	D
Common Stock^F5	Jul 10, 2015	S	1,688	$71.89	D	115,939	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F6	$2.94	Jul 9, 2015	M	21,198	D	—	Jul 14, 2021	Common Stock	21,198	20,835	D
Employee Stock Option (right to buy)^F7	$4.82	Jul 9, 2015	M	1,602	D	—	Dec 14, 2021	Common Stock	1,602	42,148	D
Employee Stock Option (right to buy)^F7	$4.82	Jul 10, 2015	M	3,488	D	—	Dec 14, 2021	Common Stock	3,488	38,660	D

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 27, 2014.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.40 to $69.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.40 to $69.97, inclusive.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.46 to $71.41, inclusive.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.48 to $72.33, inclusive.
F6The option, representing a right to purchase a total of 1,000,000 shares, is subject to an early exercise provision pursuant to which one-fourth of the shares subject to the option vested on July 15, 2012 and one forty-eighth of the shares vest monthly thereafter.
F7One-fourth of the shares subject to the option vested on December 15, 2012 and one forty-eighth of the shares vest monthly thereafter.