SEC Form 4 · accession 0001209191-15-053443
SPLUNK INC · SPLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas G Sturiale
Director
Period of report
Jun 11, 2015
Accepted (ET)
Jun 15, 2015 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001353283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 11, 2015 | A | 3,614 | $0.00 | A | 8,175 | D | |
| Common StockF2 | holding | — | — | — | 143 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares are represented by restricted stock units ("RSUs") which vest in full on the earlier of the day prior to the Issuer's next annual meeting or June 11, 2016.
- F2The shares are held directly by SRB Associates VIII L.P. ("SRBA VIII"). The Reporting Person is a general partner of SRBA VIII and disclaims beneficial ownership of the shares held by SRBA VIII except to the extent of his pecuniary interest in these shares.