SEC Form 4 · accession 0001209191-15-034395

SPLUNK INC · SPLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Godfrey Sullivan

Officer — President, CEO & Chairman · Director

Period of report

Apr 13, 2015

Accepted (ET)

Apr 15, 2015 · 5:47 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001353283

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 19, 2015	G	50,200	$0.00	D	662,516	D
Common Stock	Apr 13, 2015	M	16,666	$0.565	A	679,182	D
Common Stock^F2	Apr 13, 2015	S	20,502	$62.79	D	658,680	D
Common Stock^F3	Apr 13, 2015	S	15,830	$63.74	D	642,850	D
Common Stock	Apr 14, 2015	M	16,666	$0.565	A	659,516	D
Common Stock^F4	Apr 14, 2015	S	15,106	$61.45	D	644,410	D
Common Stock^F5	Apr 14, 2015	S	1,560	$62.25	D	642,850	D
Common Stock	Apr 15, 2015	M	16,668	$0.565	A	659,518	D
Common Stock^F6	Apr 15, 2015	S	3,800	$62.71	D	655,718	D
Common Stock^F7	Apr 15, 2015	S	12,868	$63.19	D	642,850	D
Common Stock^F8	holding	—	—		—	1,100,000	I	See footnote
Common Stock^F9	holding	—	—		—	12,700	I	See footnote

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F10	$0.565	Apr 13, 2015	M	16,666	D	—	Sep 16, 2018	Common Stock	16,666	1,970,849	D
Employee Stock Option (right to buy)^F10	$0.565	Apr 14, 2015	M	16,666	D	—	Sep 16, 2018	Common Stock	16,666	1,954,183	D
Employee Stock Option (right to buy)^F10	$0.565	Apr 15, 2015	M	16,668	D	—	Sep 16, 2018	Common Stock	16,668	1,937,515	D

Explanation of responses

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 23, 2014.
F10The option is fully vested and immediately exercisable.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.41 to $63.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.41 to $64.19, inclusive.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.92 to $61.91, inclusive.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.92 to $62.73, inclusive.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.96 to $62.95, inclusive.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.96 to $63.58, inclusive.
F8Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee.
F9Shares held directly by the Reporting Person's younger daughter. The Reporting Person disclaims beneficial ownership of the shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.