SEC Form 4 · accession 0001209191-15-031439

SPLUNK INC · SPLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Leonard R Stein

Officer — SVP, General Counsel & Sec.

Period of report

Apr 1, 2015

Accepted (ET)

Apr 2, 2015 · 4:24 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001353283

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Apr 1, 2015	M	6,768	$2.14	A	106,412	D
Common Stock	Apr 1, 2015	M	5,232	$4.82	A	111,644	D
Common Stock^F2	Apr 1, 2015	S	7,833	$57.79	D	103,811	D
Common Stock^F3	Apr 1, 2015	S	4,167	$58.56	D	99,644	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$2.14	Apr 1, 2015	M	5,549	D	—	Apr 20, 2021	Common Stock	5,549	45,153	D
Employee Stock Option (right to buy)^F5	$2.14	Apr 1, 2015	M	1,219	D	—	Apr 21, 2021	Common Stock	1,219	1,042	D
Employee Stock Option (right to buy)^F6	$4.82	Apr 1, 2015	M	5,232	D	—	Dec 14, 2021	Common Stock	5,232	16,768	D

Explanation of responses

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 20, 2014.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.27 to $58.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.29 to $58.92, inclusive.
F4The option, representing a right to purchase a total of 500,000 shares, is subject to an early exercise provision pursuant to which 40,285 shares are immediately exercisable. One-fourth of the shares subject to the option vested on April 4, 2012 and one forty-eighth of the shares vest monthly thereafter.
F5The option, representing a right to purchase a total of 50,000 shares, is subject to an early exercise provision pursuant to which all shares are immediately exercisable. One-fourth of the shares subject to the option vested on April 4, 2012 and one forty-eighth of the shares vest monthly thereafter.
F6One-fourth of the shares subject to the option vested on December 15, 2012 and one forty-eighth of the shares vest monthly thereafter.