SEC Form 4 · accession 0001209191-15-025466
SPLUNK INC · SPLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard R Stein
Officer — SVP, General Counsel & Sec.
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 9:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001353283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2015 | A | 20,000 | $0.00 | A | 102,746 | D | |
| Common StockF3 | Mar 11, 2015 | S | 3,002 | $61.03 | D | 99,744 | D | |
| Common Stock | Mar 11, 2015 | S | 100 | $61.40 | D | 99,644 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on March 10, 2016 and 1/16th of the RSUs shall vest quarterly thereafter.
- F2The reported shares were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.33 to $61.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.