SEC Form 4 · accession 0001209191-15-011061

SPLUNK INC · SPLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David F Conte

Officer — SVP & Chief Financial Officer

Period of report

Feb 5, 2015

Accepted (ET)

Feb 9, 2015 · 9:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001353283

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 5, 2015	M	3,650	$2.94	A	120,189	D
Common Stock^F2	Feb 5, 2015	S	800	$59.31	D	119,389	D
Common Stock^F3	Feb 5, 2015	S	1,900	$60.44	D	117,489	D
Common Stock^F4	Feb 5, 2015	S	950	$61.01	D	116,539	D
Common Stock	Feb 9, 2015	M	21,000	$2.94	A	137,539	D
Common Stock^F5	Feb 9, 2015	S	14,381	$60.64	D	123,158	D
Common Stock^F6	Feb 9, 2015	S	6,619	$61.42	D	116,539	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F7	$2.94	Feb 5, 2015	M	3,650	D	—	Jul 14, 2021	Common Stock	3,650	192,158	D
Employee Stock Option (right to buy)^F7	$2.94	Feb 9, 2015	M	21,000	D	—	Jul 14, 2021	Common Stock	21,000	171,158	D

Explanation of responses

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 27, 2014.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.90 to $59.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.96 to $60.89, inclusive.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.96 to $61.08, inclusive.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.10 to $61.08, inclusive.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.12 to $62.00, inclusive.
F7The option, representing a right to purchase a total of 1,000,000 shares, is subject to an early exercise provision pursuant to which one-fourth of the shares subject to the option vested on July 15, 2012 and one forty-eighth of the shares vest monthly thereafter.