SEC Form 4 · accession 0001209191-15-005977

SPLUNK INC · SPLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & Chief Marketing Officer

Period of report

Jan 20, 2015

Accepted (ET)

Jan 22, 2015 · 7:40 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001353283

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jan 20, 2015	M	1,041	$2.14	A	323,168	D
Common Stock	Jan 20, 2015	M	2,083	$4.82	A	325,251	D
Common Stock^F2	Jan 20, 2015	S	13,172	$54.33	D	312,079	D
Common Stock^F3	Jan 20, 2015	S	9,952	$55.08	D	302,127	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$2.14	Jan 20, 2015	M	1,041	D	—	Mar 16, 2021	Common Stock	1,041	2,084	D
Employee Stock Option (right to buy)^F5	$4.82	Jan 20, 2015	M	2,083	D	—	Dec 14, 2021	Common Stock	2,083	22,917	D

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 24, 2014.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.84 to $54.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.86 to $55.34, inclusive.
F4One-fourth of the shares subject to the option vested on March 27, 2012 and one forty-eighth of the shares vest monthly thereafter.
F5One-fourth of the shares subject to the option vested on December 15, 2012 and one forty-eighth of the shares vest monthly thereafter.