SEC Form 3 · accession 0001691659-16-000001
Cardinal Ethanol LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lewis M Roch III
Director
Period of report
Dec 1, 2016
Accepted (ET)
Dec 6, 2016 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001352081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Limited Liability Company Membership Units | holding | — | — | — | 50 | D | ||
| Limited Liability Company Membership Units | holding | — | — | — | 50 | I | Fifty units are owned by Mr. Roch's sister. | |
| Limited Liability Company Membership Units | holding | — | — | — | 400 | I | Four hundred units are owned by Roch Investment, LLC, of which Mr. Roch is the manager. |
Table II — derivative securities
No Table II lines on this filing.