SEC Form 4 · accession 0001471498-17-000002
Cardinal Ethanol LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Nathan Baker
Director
Period of report
May 1, 2017
Accepted (ET)
May 1, 2017 · 10:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001352081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Limited Liability Company Membership UnitsF1,F2 | May 1, 2017 | P | 3 | $14,251.00 | A | 1,469 | I | see footnote |
| Limited Libaility Company Membership UnitsF1,F2 | May 1, 2017 | P | 11 | $14,500.00 | A | 1,480 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Per unit
- F2950 units are owned by Stephen L. Clark Family partnership, LP of which Mr. Baker is the representative selected to serve on the Board of Directors. Mr. Baker shares investment and voting power with respect to these 950 units with Stephen L. Clark and the general partner of Stephen L. Clark Family Partnership, LP. 530 units are owned by the Robert N. Baker Trust.