SEC Form 5 · accession 0001425088-17-000001
Cardinal Ethanol LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremey Jay Herlyn
Officer — Plant Manager
Period of report
Sep 30, 2016
Accepted (ET)
Feb 3, 2017 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001352081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Limited Liability Company Membership UnitsF1,F2 | Jul 1, 2016 | P | 2 | $12,365.00 | A | 59 | I | See Footnote |
| Limited Liability Company Membership UnitsF1,F2 | Aug 1, 2016 | P | 2 | $13,000.00 | A | 61 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Per Unit
- F2Forty-nine units are owned by The Jeremey J. Herlyn IRA. The remaining units are owned directly.