SEC Form 4 · accession 0001425074-19-000001
Cardinal Ethanol LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Mathews Dersch
Director
Period of report
Jan 8, 2019
Accepted (ET)
Jan 17, 2019 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001352081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Limited Liability Company Membership UnitsF1,F2 | Aug 1, 2017 | P | 36 | $14,000.00 | A | 698 | I | See Footnote |
| Limited Liability Company Membership UnitsF1,F2 | Jan 1, 2018 | P | 4 | $14,000.00 | A | 702 | I | See Footnote |
| Limited Liability Company Membership UnitsF1,F2 | May 1, 2018 | P | 4 | $11,500.00 | A | 706 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1per unit
- F298 units are indirectly owned by the David Dersch Trust, 600 units are owned by Dersch Energy, LLC of which Dr. Dersch is a member; 8 units are owned by Stephen & Suzanne Dersch. Dr. Dersch resigned from the Board of Directors on 7/1/2017 and was re-appointed to the Board of Directors on 1/8/2019.