SEC Form 4 · accession 0001425074-17-000003
Cardinal Ethanol LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Mathews Dersch
Director
Period of report
May 1, 2017
Accepted (ET)
May 1, 2017 · 10:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001352081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Limited Liability Company Membership UnitsF1,F2 | May 1, 2017 | P | 5 | $14,000.00 | A | 652 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Per Unit
- F2Six hundred units are owned by Dersch Energy, LLC, of which Dr. Dersch is a member. Twenty nine units are owned by David M. Dersch Trust, of which Dr. Dersch is a trustee. Four units are owned by Stephen and Suzanne Dersch. The remaining units are owned directly.