SEC Form 4 · accession 0001425074-17-000002
Cardinal Ethanol LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Mathews Dersch
Director
Period of report
Apr 1, 2017
Accepted (ET)
Apr 4, 2017 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001352081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Limited Liability Company Membership UnitsF2 | Apr 1, 2017 | P | 1 | $14,660.00 | A | 637 | I | see footnote |
| Limited Liability Company Membership UnitsF1,F2 | Apr 1, 2017 | P | 6 | $14,500.00 | A | 643 | I | see footnote |
| Limited Liability Company Membership UnitsF2 | Apr 1, 2017 | P | 1 | $14,000.00 | A | 644 | I | see footnote |
| Limited Liability Company Membership UnitsF1,F2 | Apr 1, 2017 | P | 3 | $14,000.00 | A | 647 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Per Unit
- F2Six hundred units are owned by Dersch Energy, LLC, of which Dr. Dersch is a member. Twenty four units are owned by David M. Dersch Trust, of which Dr. Dersch is a trustee. Four units are owned by Stephen and Suzanne Dersch. The remaining units are owned directly.