SEC Form 4 · accession 0001425074-17-000001
Cardinal Ethanol LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Mathews Dersch
Director
Period of report
Oct 1, 2016
Accepted (ET)
Apr 3, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001352081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Limited Liability Company Membership UnitsF1,F2 | Oct 1, 2016 | P | 4 | $13,260.00 | A | 701 | I | see footnote |
| Limited Liability Company Membership UnitsF1,F2 | Nov 1, 2016 | P | 4 | $14,265.00 | A | 705 | I | see footnote |
| Limited Liability Company Membership UnitsF1,F2 | Nov 1, 2016 | P | 4 | $13,660.00 | A | 709 | I | see footnote |
| Limited Liability Company Membership UnitsF2 | Jan 1, 2017 | G | 80 | $0.00 | D | 629 | I | see footnote |
| Limited Liability Company Membership UnitsF1,F2 | Jan 1, 2017 | P | 2 | $13,500.00 | A | 631 | I | see footnote |
| Limited Liability Company Membership UnitsF2 | Feb 1, 2017 | P | 5 | $14,360.00 | A | 636 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Per unit
- F2Six hundred units are owned by Dersch Energy, LLC, of which Dr. Dersch is a member. Fifteen units are owned by David M. Dersch Trust, of which Dr. Dersch is a trustee. Four units are owned by Stephen and Suzanne Dersch. The remaining units are owned directly.