SEC Form 4 · accession 0001209191-19-018619
SOUNDTHINKING, INC. · SSTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Samuel Klepper
Officer — SVP Marketing and Products
Period of report
Apr 4, 2018
Accepted (ET)
Mar 11, 2019 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 4, 2018 | P | 2 | $32.19 | A | 2 | I | By Son |
| Common StockF1 | Jun 19, 2018 | S | 2 | $40.26 | D | 0 | I | By Son |
| Common StockF1 | Jul 5, 2018 | P | 15 | $36.20 | A | 15 | I | By Son |
| Common StockF1 | Jul 5, 2018 | P | 1 | $36.35 | A | 16 | I | By Son |
| Common StockF1 | Jul 5, 2018 | P | 1 | $36.45 | A | 17 | I | By Son |
| Common StockF1 | Jul 5, 2018 | P | 6 | $37.33 | A | 23 | I | By Son |
| Common StockF1 | Jul 6, 2018 | P | 7 | $40.48 | A | 30 | I | By Son |
| Common StockF1 | Jul 9, 2018 | P | 1 | $40.23 | A | 31 | I | By Son |
| Common StockF1 | Jul 10, 2018 | P | 8 | $38.54 | A | 39 | I | By Son |
| Common StockF1 | Jul 31, 2018 | P | 6 | $40.97 | A | 45 | I | By Son |
| Common StockF1 | Jul 15, 2018 | P | 1 | $40.27 | A | 46 | I | By Son |
| Common StockF1 | Aug 30, 2018 | S | 46 | $54.68 | D | 0 | I | By Son |
| Common StockF1 | Sep 4, 2018 | P | 4 | $57.96 | A | 4 | I | By Son |
| Common StockF1 | Sep 17, 2018 | S | 4 | $59.58 | D | 0 | I | By Son |
| Common StockF1 | Oct 16, 2018 | P | 6 | $42.72 | A | 6 | I | By Son |
| Common StockF1 | Oct 22, 2018 | P | 6 | $40.70 | A | 12 | I | By Son |
| Common StockF1 | Oct 24, 2018 | P | 38 | $38.01 | A | 50 | I | By Son |
| Common StockF1 | Oct 25, 2018 | P | 7 | $38.26 | A | 57 | I | By Son |
| Common StockF1 | Dec 17, 2018 | P | 1 | $30.43 | A | 58 | I | By Son |
| Common StockF1 | Jan 25, 2019 | S | 12 | $46.55 | D | 46 | I | By Son |
| Common StockF1 | Jan 31, 2019 | P | 11 | $47.35 | A | 57 | I | By Son |
| Common StockF1 | Mar 11, 2019 | S | 57 | $44.81 | D | 0 | I | By Son |
| Common StockF7,F8 | Mar 8, 2019 | A | 6,674 | $0.00 | A | 17,919 | D | |
| Common Stock | Mar 11, 2019 | S | 625 | $44.73 | D | 17,294 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2The Reporting Person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's purchase of 2 shares of Issuer common stock at a price of $38.54 per share on July 10, 2018. The Reporting Person has agreed to pay to Issuer $3.44, representing the full amount of the profit realized in connection with the short-swing transaction.
- F3The Reporting Person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 45 shares, with the reporting person's purchase of 13 shares of Issuer common stock at a price of $36.20 per share on July 5, 2018, 1 share of Issuer common stock at a price of $36.35 on July 5, 2018, 1 share of Issuer common stock at a price of $36.45 on July 5, 2018, 6 shares of Issuer common stock at a price of $37.33 on July 5, 2018 and 24 shares of Issuer common stock at a price of $38.01 on October 24, 2018. The Reporting Person has agreed to pay to Issuer $799.46, representing the full amount of the profit realized in connection with the short-swing transaction.
- F4The Reporting Person's sale of Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 4 shares, with the reporting person's purchase of 2 shares of Issuer's common stock at a price of $32.19 on April 4, 2018, 1 share of Issuer's common stock at a price of $36.20 on July 5, 2018 and 1 share of Issuer's common stock at a price of $30.43 per share on December 17, 2018. The Reporting Person has agreed to pay to Issuer $107.31, representing the full amount of the profit realized in connection with the short-swing transaction.
- F5The Reporting Person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's purchase of 12 shares of Issuer common stock at a price of $38.01 per share on October 24, 2018. The reporting person has agreed to pay to Issuer $102.48, representing the full amount of the profit realized in connection with the short-swing transaction.
- F6The reporting person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 27 shares, with the reporting person's purchase of 6 shares of Issuer common stock at a price of $40.97 on July 31, 2018, 6 shares of Issuer common stock at a price of $42.72 on October 16, 2018, 6 shares of Issuer common stock at a price of $40.70 on October 22, 2018, 2 shares of Issuer common stock at a price of $38.01 per share on October 24, 2018 and 7 shares of Issuer common stock at a price of $38.26 on October 25, 2018. The reporting person has agreed to pay to Issuer $119.69, representing the full amount of the profit realized in connection with the short-swing transaction.
- F7Represents Restricted Stock Units (RSUs"). The RSUs shall vest as follows: 6.25% of the RSUs shall vest quarterly, starting June 10, 2019, subject to continued employment on each such vesting date.
- F8Includes 625 shares acquired on December 13, 2018 under the Issuer's Employee Stock Purchase Plan.