SEC Form 4 · accession 0001209191-19-018276
SOUNDTHINKING, INC. · SSTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph A. Clark
Officer — President and CEO · Director
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 6, 2019 | M | 52,943 | $0.68 | A | 498,999 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F3 | $0.68 | Mar 6, 2019 | M | 52,943 | D | — | Oct 31, 2022 | Common Stock | 52,943 | 0 | D |
Explanation of responses
- F1Includes 1,631 shares purchased under Issuer's Employee Stock Purchase Plan on June 13, 2018.
- F2Includes 642 shares purchased under Issuer's Employee Stock Purchase Plan on December 13, 2018.
- F3Fully vested and exercisable.