SEC Form 4 · accession 0001209191-19-011742
SOUNDTHINKING, INC. · SSTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph O. Hawkins
Officer — Sr. VP Operations
Period of report
Jan 9, 2019
Accepted (ET)
Feb 20, 2019 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2019 | M | 5,882 | $0.68 | A | 27,355 | D | |
| Common Stock | Jan 9, 2019 | M | 1,765 | $0.85 | A | 29,120 | D | |
| Common StockF1,F2 | Feb 19, 2019 | S | 1,011 | $46.7714 | D | 28,109 | D | |
| Common StockF1,F3,F4 | Feb 19, 2019 | S | 900 | $47.1675 | D | 27,209 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $0.68 | Jan 9, 2019 | M | 5,882 | D | — | Oct 21, 2022 | Common Stock | 5,882 | 13,236 | D |
| Common Stock (Right to Buy)F6 | $0.85 | Jan 9, 2019 | M | 1,765 | D | — | Feb 2, 2026 | Common Stock | 1,765 | 9,852 | D |
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan.
- F2The shares were sold at prices ranging from $46.61 to $46.94. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares were sold at prices ranging from $47.05 to $47.28. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Includes 503 shares purchased under Issuer's Employee Stock Purchase Plan on December 13, 2018.
- F5Fully vested and exercisable.
- F61/48th of the grant vests monthly for 48 months from February 2, 2016.