SEC Form 4 · accession 0001209191-18-029210
SOUNDTHINKING, INC. · SSTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan R. Stewart
Officer — Chief Financial Officer
Period of report
May 10, 2018
Accepted (ET)
May 10, 2018 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2018 | M | 617 | $3.06 | A | 49,272 | D | |
| Common Stock | May 10, 2018 | M | 812 | $3.06 | A | 50,084 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.06 | May 10, 2018 | M | 617 | D | — | Mar 13, 2027 | Common Stock | 617 | 20,283 | D |
| Stock Option (Right to Buy)F2 | $3.06 | May 10, 2018 | M | 812 | D | — | Mar 27, 2027 | Common Stock | 812 | 2,188 | D |
Explanation of responses
- F125% of the grant vested on the one-year anniversary of February 3, 2017, then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.
- F21/48th of the grant vests monthly for 48 months from March 27, 2017.