SEC Form 5 · accession 0001209191-18-009692
SOUNDTHINKING, INC. · SSTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pascal Levensohn
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2017 | G | 6,455 | $0.00 | D | 0 | I | By Limited Liability Company |
| Common StockF2 | Dec 31, 2017 | G | 6,455 | $0.00 | A | 49,214 | I | By Trust |
| Common Stock | holding | — | — | — | 12,761 | D | ||
| Common StockF3 | holding | — | — | — | 12,087 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy)F5,F1,F4 | $5.8667 | Dec 31, 2017 | G | 1,800 | D | — | Aug 31, 2019 | Common Stock | 1,800 | 0 | I |
| Warrant (Right to Buy)F5,F2,F4 | $5.8667 | Dec 31, 2017 | G | 1,800 | A | — | Aug 31, 2019 | Common Stock | 1,800 | 1,800 | I |
Explanation of responses
- F1Shares are held directly by Levensohn Securities Holdings, LLC., over which Reporting Person holds voting and dispositive power.
- F2Shares are held directly by Pascal Levensohn Revocable Trust, over which Reporting Person holds voting and dispositive power.
- F3Shares are held directly by Levensohn 2000 Children's Trust, over which Reporting Person holds voting and dispositive power.
- F4Fully vested and immediately exercisable.
- F5Not applicable.
Remarks
This Form 5 filing also amends the Form 4 filing made on November 20, 2017, reflecting the exercise of a warrant and stock transfer. Those transactions were not consummated.