SEC Form 4 · accession 0001209191-18-003284
SOUNDTHINKING, INC. · SSTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul S. Ames
Officer — Sr. VP Products and Technology
Period of report
Jan 11, 2018
Accepted (ET)
Jan 11, 2018 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 11, 2018 | M | 5,889 | $0.85 | A | 17,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $0.85 | Jan 11, 2018 | M | 5,889 | D | — | Sep 16, 2025 | Common Stock | 5,889 | 5,060 | D |
Explanation of responses
- F1Includes 501 shares purchased under Issuer's Employee Stock Purchase Plan on December 13, 2017.
- F225% of the grant vests on the one-year anniversary of November 17, 2014 and then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.