SEC Form 4/A · accession 0001209191-18-001823
SOUNDTHINKING, INC. · SSTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph O. Hawkins
Officer — Sr. VP, Operations
Period of report
Jan 3, 2018
Accepted (ET)
Jan 4, 2018 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2018 | M | 5,882 | $0.68 | A | 12,019 | D | |
| Common Stock | Jan 3, 2018 | M | 1,765 | $0.85 | A | 13,784 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $0.68 | Jan 3, 2018 | M | 5,882 | D | — | Oct 21, 2022 | Common Stock | 5,882 | 19,118 | D |
| Common Stock (Right to Buy)F3 | $0.85 | Jan 3, 2018 | M | 1,765 | D | — | Feb 2, 2026 | Common Stock | 1,765 | 11,617 | D |
Explanation of responses
- F1Includes 401 shares purchased under Issuer's Employee Stock Purchase Plan on December 13, 2017.
- F2Fully vested and exercisable.
- F31/48th of the grant vests monthly for 48 months from February 2, 2016.