SEC Form 4 · accession 0001209191-17-061830
SOUNDTHINKING, INC. · SSTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pascal Levensohn
Director
Period of report
Nov 17, 2017
Accepted (ET)
Nov 20, 2017 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2017 | X | 262 | $5.8667 | A | 6,717 | I | By Limited Liabiliy Company |
| Common StockF1 | Nov 17, 2017 | S | 86 | $17.874 | D | 6,631 | I | By Limited Liability Company |
| Common Stock | holding | — | — | — | 1,131 | D | ||
| Common StockF3 | holding | — | — | — | 42,759 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 12,087 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held directly by Levensohn Securities Holdings, LLC, over which Reporting Person holds voting and dispositive power.
- F2On November 17, 2017, Levensohn Securities Holdings, LLC ("LSH") exercised a warrant to purchase 262 shares of Issuer's common stock for $5.8667 per share. LSH paid the exercise price on a cashless basis, resulting in Issuer's withholding of 86 of the warrant shares to pay the exercise price and issuing to LSH the remaining 176 shares.
- F3Shares are held directly by Pascal Levensohn Revocable Trust, over which Reporting Person holds voting and dispositive power.
- F4Shares are held directly by Levensohn 2000 Children's Trust, over which Reporting Person holds voting and dispositive power.