SEC Form 4 · accession 0001209191-17-048952
SOUNDTHINKING, INC. · SSTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas T. Groos
Director · 10% Owner
Period of report
Aug 11, 2017
Accepted (ET)
Aug 15, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2017 | A | 8,152 | $0.00 | A | 10,136 | D | |
| Common StockF2 | holding | — | — | — | 845 | I | By Trust | |
| Common StockF2 | holding | — | — | — | 62,515 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 190,648 | I | By Limited Liability Company | |
| Common StockF3 | holding | — | — | — | 518,376 | I | By Limited Liability Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 6, 2018 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.
- F2Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.
- F3Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.