SEC Form 4 · accession 0001209191-17-039156

SOUNDTHINKING, INC. · SSTI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 12, 2017

Accepted (ET)

Jun 12, 2017 · 4:21 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001351636

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 12, 2017	C	271	$0.00	A	673	D
Common Stock	Jun 12, 2017	C	458	$0.00	A	1,131	D
Common Stock^F1	Jun 12, 2017	C	11,694	$0.00	A	28,995	I	By Trust
Common Stock^F1	Jun 12, 2017	C	13,764	$0.00	A	42,759	I	By Trust
Common Stock^F2	Jun 12, 2017	C	1,123	$0.00	A	1,977	I	By Trust
Common Stock^F2	Jun 12, 2017	C	10,110	$0.00	A	12,087	I	By Trust
Common Stock^F3	Jun 12, 2017	C	1,600	$0.00	A	3,982	I	By Limited Liability Company
Common Stock^F3	Jun 12, 2017	C	2,473	$0.00	A	6,455	I	By Limited Liability Company

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A-2 Preferred Stock^F5,F4	—	Jun 12, 2017	C	380	D	—	—	Common Stock	271	0	D
Series B-1 Preferred Stock^F5,F6	—	Jun 12, 2017	C	458	D	—	—	Common Stock	458	0	D
Warrant (Right to Buy)^F5,F7,F8	—	Jun 12, 2017	C	48	A	—	Aug 31, 2019	Common Stock	48	48	D
Series A-2 Preferred Stock^F5,F1,F4	—	Jun 12, 2017	C	16,343	D	—	—	Common Stock	11,694	0	I
Series B-1 Preferred Stock^F5,F1,F6	—	Jun 12, 2017	C	13,764	D	—	—	Common Stock	13,764	0	I
Warrant (Right to Buy)^F5,F1,F7,F8	—	Jun 12, 2017	C	1,800	A	—	Aug 31, 2019	Common Stock	1,800	1,800	I
Series A-2 Preferred Stock^F5,F2,F4	—	Jun 12, 2017	C	1,570	D	—	—	Common Stock	1,123	0	I
Series B-1 Preferred Stock^F5,F2,F6	—	Jun 12, 2017	C	10,110	D	—	—	Common Stock	10,110	0	I
Warrant (Right to Buy)^F5,F2,F7,F8	—	Jun 12, 2017	C	785	A	—	Aug 31, 2019	Common Stock	785	785	I
Series A-2 Preferred Stock^F5,F3,F4	—	Jun 12, 2017	C	2,237	D	—	—	Common Stock	1,600	0	I
Series B-1 Preferred Stock^F5,F3,F6	—	Jun 12, 2017	C	2,473	D	—	—	Common Stock	2,473	0	I
Warrant (Right to Buy)^F5,F3,F7,F8	—	Jun 12, 2017	C	262	D	—	Jul 12, 2019	Common Stock	262	262	I

F1Shares are held directly by Pascal Levensohn Revocable Trust, over which Reporting Person holds voting and dispositive power.
F2Shares are held directly by Levensohn 2000 Children's Trust, over which Reporting Person holds voting and dispositive power.
F3Shares are held directly by Levensohn Securities Holdings, LLC, over which Reporting Person holds voting and dispositive power.
F4Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
F5Inapplicable.
F6Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
F7Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.
F8Immediate.