SEC Form 4 · accession 0001209191-17-039152

SOUNDTHINKING, INC. · SSTI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Director · 10% Owner

10% Owner

10% Owner

Period of report

Jun 12, 2017

Accepted (ET)

Jun 12, 2017 · 4:20 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001351636

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 12, 2017	C	855	$0.00	A	1,984	D
Common Stock^F1	Jun 12, 2017	C	845	$0.00	A	845	I	By Trust
Common Stock^F1	Jun 12, 2017	C	61,670	$0.00	A	62,515	I	By Trust
Common Stock^F2	Jun 12, 2017	C	62,857	$0.00	A	190,648	I	By Limited Liability Company
Common Stock^F2	Jun 12, 2017	C	327,728	$0.00	A	518,376	I	By Limited Liability Company

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A-2 Preferred Stock^F4,F3	—	Jun 12, 2017	C	1,129	D	—	—	Common Stock	855	0	D
Series A-2 Preferred Stock^F4,F1,F3	—	Jun 12, 2017	C	1,182	D	—	—	Common Stock	845	0	I
Series B-1 Preferred Stock^F4,F1,F5	—	Jun 12, 2017	C	61,670	D	—	—	Common Stock	61,670	0	I
Series A-2 Preferred Stock^F4,F2,F3	—	Jun 12, 2017	C	87,845	D	—	—	Common Stock	62,857	0	I
Series B-1 Preferred Stock^F4,F2,F5	—	Jun 12, 2017	C	327,728	D	—	—	Common Stock	327,728	0	I
Warrant (Right to Buy)^F4,F2,F6,F7	—	Jun 12, 2017	C	11,703	A	—	Feb 13, 2021	Common Stock	11,703	11,703	I
Warrant (Right to Buy)^F4,F2,F6,F7	—	Jun 12, 2017	C	39,012	A	—	Feb 13, 2021	Common Stock	39,012	39,012	I
Warrant (Right to Buy)^F4,F1,F6,F7	—	Jun 12, 2017	C	2,270	A	—	Jul 12, 2019	Common Stock	2,270	2,270	I
Warrant (Right to Buy)^F4,F2,F6,F7	—	Jun 12, 2017	C	869	A	—	Jul 12, 2019	Common Stock	869	869	I

F1Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.
F2Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.
F3Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
F4Inapplicable.
F5Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
F6Right has converted from right to buy Series B-1 Preferred Stock to right to buy Common Stock.
F7Immediate.