SEC Form 4 · accession 0001209191-17-039147
SOUNDTHINKING, INC. · SSTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Nathaniel Goldhaber
10% Owner
CLAREMONT CREEK VENTURES L P
10% Owner
Claremont Creek Partners fund L P
10% Owner
Randall Hawks
Director · 10% Owner
Claremont Creek Partners, LLC
10% Owner
Period of report
Jun 12, 2017
Accepted (ET)
Jun 12, 2017 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2017 | C | 177,011 | $0.00 | A | 499,592 | I | By Claremont Creek Ventures, L.P. |
| Common StockF1 | Jun 12, 2017 | C | 192,539 | $0.00 | A | 692,131 | I | By Claremont Creek Ventures, L.P. |
| Common StockF1 | Jun 12, 2017 | C | 5,946 | $0.00 | A | 16,782 | I | By Claremont Creek Partners Fund, L.P. |
| Common StockF1 | Jun 12, 2017 | C | 6,467 | $0.00 | A | 23,249 | I | By Claremont Creek Partners Fund, L.P |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A-2 Preferred StockF3,F1,F2 | — | Jun 12, 2017 | C | 247,379 | D | — | — | Common Stock | 177,011 | 0 | I |
| Series B-1 Preferred StockF3,F1,F4 | — | Jun 12, 2017 | C | 192,539 | D | — | — | Common Stock | 192,539 | 0 | I |
| Series A-2 Preferred StockF3,F1,F2 | — | Jun 12, 2017 | C | 8,310 | D | — | — | Common Stock | 5,946 | 0 | I |
| Series B-1 Preferred StockF3,F1,F4 | — | Jun 12, 2017 | C | 6,467 | D | — | — | Common Stock | 6,467 | 0 | I |
Explanation of responses
- F1Claremont Creek Partners, LLC ("CCP") is the general partner of Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF"). Nat Goldhaber and Randall Hawks, Jr. are managing members of CCPP. As a result, each may be deemed to share beneficial ownership of the shares held by CCV and CCF. Each managing member disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- F2Each share of Series A-2 Preferred stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
- F3Inapplicable.
- F4Each share of Series B-1 Preferred stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.