SEC Form 4 · accession 0001351541-15-000113
Delek US Holdings, Inc. · DK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony L. Miller
Officer — Executive Vice President
Period of report
Aug 17, 2015
Accepted (ET)
Aug 18, 2015 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2015 | M | 3,625 | $8.32 | A | 3,625 | D | |
| Common StockF1 | Aug 17, 2015 | S | 3,625 | $35.3573 | D | 0 | D | |
| Common Stock | Aug 17, 2015 | M | 1,625 | $14.25 | A | 1,625 | D | |
| Common Stock | Aug 17, 2015 | F | 910 | $35.54 | D | 715 | D | |
| Common Stock | Aug 17, 2015 | S | 715 | $35.526 | D | 0 | D | |
| Common Stock | Aug 17, 2015 | M | 1,625 | $16.21 | A | 1,625 | D | |
| Common Stock | Aug 17, 2015 | F | 976 | $35.52 | D | 649 | D | |
| Common StockF2 | Aug 17, 2015 | S | 649 | $35.4366 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $8.32 | Aug 17, 2015 | M | 3,625 | D | Sep 10, 2013 | Sep 10, 2019 | Common Stock | 3,625 | 0 | D |
| Stock Appreciation Right | $14.25 | Aug 17, 2015 | M | 1,625 | D | Jun 10, 2015 | Jun 10, 2021 | Common Stock | 1,625 | 0 | D |
| Stock Appreciation RightF3 | $16.21 | Aug 17, 2015 | M | 1,625 | D | — | Jun 10, 2022 | Common Stock | 1,625 | 1,625 | D |
Explanation of responses
- F1The price reflects the weighted average sale price of multiple transactions ranging from a low sale price of $35.33 per share to a high sale price of $35.40 per share. Upon the written request of the SEC staff, the issuer or a security holder of the issuer, the reporting person agrees to provide the number of shares sold at each sale price.
- F2The price reflects the weighted average sale price of a sale of 549 shares at $35.4378 per share and 100 shares at $35.40 per share. Upon the written request of the SEC staff, the issuer or a security holder of the issuer, the reporting person agrees to provide the number of shares sold at each sale price.
- F3The stock appreciation right vested with respect to 1,625 shares on June 10, 2015 and will vest with respect to 1,625 shares on June 10, 2016.