SEC Form 4 · accession 0001351541-15-000089
Delek US Holdings, Inc. · DK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Parker Daily
Officer — Executive Vice President
Period of report
Jun 15, 2015
Accepted (ET)
Jun 15, 2015 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2015 | M | 1,625 | $9.17 | A | 47,670 | D | |
| Common Stock | Jun 15, 2015 | S | 1,625 | $36.01 | D | 46,045 | D | |
| Common Stock | Jun 15, 2015 | M | 3,250 | $6.98 | A | 49,295 | D | |
| Common Stock | Jun 15, 2015 | F | 1,730 | $36.04 | D | 47,565 | D | |
| Common Stock | Jun 15, 2015 | S | 1,520 | $36.04 | D | 46,045 | D | |
| Common Stock | Jun 15, 2015 | M | 15,000 | $6.60 | A | 61,045 | D | |
| Common Stock | Jun 15, 2015 | F | 6,101 | $36.01 | D | 54,944 | D | |
| Common Stock | Jun 15, 2015 | S | 8,899 | $36.01 | D | 46,045 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $9.17 | Jun 15, 2015 | M | 1,625 | D | — | Jun 10, 2019 | Common Stock | 1,625 | 0 | D |
| Stock Appreciation RightF2 | $6.98 | Jun 15, 2015 | M | 3,250 | D | — | Jun 10, 2020 | Common Stock | 3,250 | 0 | D |
| Stock Appreciation RightF3 | $6.60 | Jun 15, 2015 | M | 15,000 | D | — | Sep 10, 2020 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1The option vested ratably on the first four anniversaries of June 10, 2009.
- F2The stock appreciation right vested ratably on the first four anniversaries of June 10, 2010.
- F3The stock appreciation right vested ratably on the first four anniversaries of September 10, 2010.