SEC Form 4 · accession 0001618229-15-000002
ROSETTA STONE INC · RST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric B Ludwig
Officer — Sr. VP, Global Consumer
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 2, 2015 | A | 8,036 | $0.00 | A | 23,088 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A grant awarded pursuant to the 2013 Rosetta Stone Inc. Long Term Incentive Program (LTIP); an executive performance-based equity award based on strategic cumulative company goals met over a two-year period. Shares fully vested upon date of grant.
- F2Includes 8,811 shares of restricted common stock on which forfeiture restrictions have not yet lapsed.
Remarks
Exhibit List: Exhibit 24 - Limited Power of Attorney