SEC Form 4 · accession 0001351285-18-000095
ROSETTA STONE INC · RST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sonia Galindo
Officer — General Counsel & Secretary
Period of report
Aug 24, 2018
Accepted (ET)
Aug 28, 2018 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 24, 2018 | S | 1,500 | $16.05 | D | 67,975 | D | |
| Common StockF2,F3 | Aug 27, 2018 | S | 211 | $16.12 | D | 67,764 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $16.02 to $16.06 per share. The price reported above is the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Includes 48,636 shares of restricted common stock on which the restrictions have not yet lapsed.
- F3The amount of securities beneficially owned was incorrectly reported in the Form 4 filed May 14, 2018 and has been corrected herein.