SEC Form 4 · accession 0001351285-17-000069
ROSETTA STONE INC · RST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M. Sean Hartford
Other
Period of report
May 31, 2017
Accepted (ET)
Jun 1, 2017 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 31, 2017 | S | 507 | $11.81 | D | 16,184 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This number represents shares of Common Stock sold to satisfy the income tax obligation due upon the vesting of 1,560 shares of restricted stock relating to a grant dated June 17, 2013, based upon prior designated instructions.
- F2Includes 12,688 shares of restricted common stock on which forfeiture restrictions have not yet lapsed.