SEC Form 4/A · accession 0001351285-17-000067
ROSETTA STONE INC · RST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
M. Sean Hartford
Other
Period of report
Feb 22, 2017
Accepted (ET)
Jun 1, 2017 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 22, 2017 | A | 7,286 | $0.00 | A | 17,187 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are subject to forfeiture restrictions that lapse one-quarter per annum beginning one year from February 22, 2017, the date of grant.
- F2Includes 13,667 shares of restricted common stock on which forfeiture restrictions have not yet lapsed.
Remarks
The Form 4, as originally filed on February 24, 2017, incorrectly reported 6,705 shares acquired. The Form 4, as amended by this Form 4/A, correctly reports 7,286 shares acquired.