SEC Form 4 · accession 0001351285-17-000028
ROSETTA STONE INC · RST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick W Gross
Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2017 | M | 6,500 | $6.08 | A | 6,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $6.08 | Mar 17, 2017 | M | 6,500 | D | — | Mar 21, 2017 | Common Stock | 6,500 | 0 | D |
Explanation of responses
- F1Includes an aggregate of 6,500 fully vested shares. Options became fully vested on April 1, 2011.