SEC Form 4 · accession 0001351285-17-000027
ROSETTA STONE INC · RST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A John Hass
Officer — President & CEO · Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 17, 2017 | A | 37,116 | $0.00 | A | 265,566 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are subject to forfeiture restrictions that lapse 1/12 per month over twelve months beginning April 17, 2017.
- F2Includes 176,487 shares of restricted common stock on which forfeiture restrictions have not yet lapsed.