SEC Form 4 · accession 0001351285-16-000135
ROSETTA STONE INC · RST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M. Sean Hartford
Other
Period of report
May 9, 2016
Accepted (ET)
May 11, 2016 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 9, 2016 | S | 3,049 | $7.724 | D | 10,834 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $7.655 to $7.780 per share. The price reported above is the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Includes 10,834 shares of restricted common stock on which restriction shave not yet lapsed.