SEC Form 4 · accession 0001351285-16-000131
ROSETTA STONE INC · RST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Pierno
Officer — Chief Financial Officer
Period of report
May 9, 2016
Accepted (ET)
May 11, 2016 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 9, 2016 | A | 11,155 | $0.00 | A | 78,843 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are subject to forfeiture restrictions that lapse 100% at two years from May 9, 2016, the date of grant.
- F2Includes 51,356 shares of restricted common stock on which forfeiture restrictions have not yet lapsed.