SEC Form 4 · accession 0001351285-16-000126
ROSETTA STONE INC · RST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Pierno
Officer — Chief Financial Officer
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 4, 2016 | S | 1,262 | $7.93 | D | 67,688 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold pursuant to company instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to 3,750 shares of restricted stock.
- F2Includes 40,201 shares of restricted common stock on which the restrictions have not yet lapsed.