SEC Form 4 · accession 0001209191-19-011178
ROSETTA STONE INC · RST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M. Sean Hartford
Officer — Principal Accounting Officer
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 14, 2019 | F | 203 | $16.06 | D | 11,796 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to company instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to shares of restricted stock.
- F2The amount of securities beneficially owned was incorrectly reported in the Form 4 filed March 14, 2018 and has been corrected herein.
- F3Includes 11,424 shares of restricted common stock on which the restrictions have not yet lapsed.