SEC Form 4 · accession 0001140361-18-026333
ROSETTA STONE INC · RST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Nierenberg
Director
Period of report
May 29, 2018
Accepted (ET)
May 30, 2018 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F1 | May 29, 2018 | S | 30,532 | $16.55 | D | 232,095 | I | By The D3 Family Fund, LP |
| Common StockF2,F3,F1 | May 29, 2018 | S | 111,361 | $16.55 | D | 531,065 | I | By The D3 Family Bulldog Fund, LP |
| Common StockF2,F3,F1 | May 29, 2018 | S | 8,107 | $16.55 | D | 39,523 | I | By The DIII Offshore Fund, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
- F2These shares were sold pursuant to standard re-balancing due to the applicable Funds' practices.
- F3This transaction was executed in multiple trades at an average price of $16.55 per share.