SEC Form 4 · accession 0001631292-16-000005
Genesis Healthcare, Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Allen Hirschfeld
Officer — COO Int'l. Oper. & Rehab Svcs.
Period of report
Jun 8, 2016
Accepted (ET)
Jun 9, 2016 · 11:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Jun 8, 2016 | A | 126,000 | $0.00 | A | 488,220 | D | |
| Class A Common StockF2 | Jun 8, 2016 | S | 3,009 | $1.7225 | D | 485,211 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units under the Issuer's 2015 Omnibus Equity Incentive Plan.
- F2Includes 164,333 unvested restricted stock units that have not yet been paid in shares of the Issuer's Class A Common Stock.
- F3The sales reported in this Form 4 were effected to satisfy the reporting person's income tax obligations with respect to the vesting of a restricted stock unit award.