SEC Form 4 · accession 0001513286-15-000001
Genesis Healthcare, Inc. · GEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce A Yarwood
Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 1, 2015 | M | 16,096 | $0.00 | A | 47,756 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jan 1, 2015 | M | 16,096 | D | — | — | Class A Common Stock | 16,096 | 13,245 | D |
Explanation of responses
- F1The Class A common shares were issued upon the settlement of Restricted Stock Units previously issued to the director.
- F2The Restricted Stock Units were granted to the Reporting Person for no consideration pursuant to the Skilled Healthcare Group, Inc. Amended and Restated 2007 Incentive Award Plan (the "Plan"). Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A common stock.
- F3Each Restricted Stock Unit vests one year from the grant date and is settled one year from the grant date unless settlement is otherwise deferred by the director. Mr. Yarwood deferred settlement of 16,096 of the Restricted Stock Units that are reflected in this report until January 1, 2015.