SEC Form 4 · accession 0001350653-16-000123
Alphatec Holdings, Inc. · ATEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Allen Williams
Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 16, 2016 · 1:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Sock | holding | — | — | — | 3,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock OptionF2,F1 | $4.43 | Dec 12, 2016 | A | 3,303 | A | Dec 12, 2016 | Dec 12, 2026 | Common Sock | 3,303 | 6,569 | D |
Explanation of responses
- F1The options are fully vested as of the grant date.
- F2The exercise price per share.