SEC Form 4/A · accession 0001350653-16-000117
Alphatec Holdings, Inc. · ATEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Joseph Plunkett
Officer — President and COO
Period of report
Nov 15, 2016
Accepted (ET)
Dec 16, 2016 · 1:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Stock UnitsF1,F2,F3 | Nov 15, 2016 | J | 2,486 | $1.938 | A | 20,961 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased from the issuer pursuant to the issuer's 2007 Employee Stock Purchase Plan.
- F2Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals.
- F3This amount was incorrectly listed as 18,682 in the original Form 4.