SEC Form 4 · accession 0001181431-15-007180
Alphatec Holdings, Inc. · ATEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom C Davis
Director
Period of report
May 6, 2015
Accepted (ET)
May 19, 2015 · 7:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Common StockF1 | May 6, 2015 | A | 3,941 | $0.00 | A | 37,275 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock OptionF3,F2 | $1.31 | May 6, 2015 | A | 4,874 | A | May 6, 2016 | May 6, 2025 | Common Stock | 4,874 | 45,690 | D |
Explanation of responses
- F1The shares vest in one tranche with all of the shares vesting on the anniversary of the date of grant.
- F2The shares vest in three tranches with one-third of the shares vesting on the anniversary of the date of grant, and one-third vesting each anniversary thereafter.
- F3Exercise price per share.