SEC Form 5 · accession 0001179110-19-001892
Alphatec Holdings, Inc. · ATEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L L Tullis
Director · 10% Owner
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 2:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 24, 2018 | J | 3,242 | $3.2575 | A | 79,732 | D | |
| Common StockF1 | Sep 24, 2018 | J | 167,939 | $3.2575 | A | 1,407,924 | I | By Tullis Dickerson Capital Focus III, LP |
| Common StockF1 | Sep 24, 2018 | J | 76,031 | $3.2575 | A | 976,765 | I | By Tullis Growth Fund, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 24, 2018, the reporting person received the reported shares at a value of $3.2575 per share upon satisfaction of a post-closing performance condition contained in the merger agreement pursuant to which Issuer acquired all of the outstanding capital stock of SafeOp Surgical, Inc.