SEC Form 4 · accession 0001179110-18-010072
Alphatec Holdings, Inc. · ATEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Hochberg
Director
Period of report
Jul 30, 2018
Accepted (ET)
Aug 1, 2018 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 30, 2018 | A | 20,492 | $0.00 | A | 20,492 | D | |
| Common StockF3 | Jul 30, 2018 | A | 4,434 | $0.00 | A | 24,926 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 30, 2018, issuer granted to the reporting person 20,492 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.
- F2The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.
- F3On July 30, 2018, issuer granted to the reporting person 4,434 restricted stock units, which vested immediately upon grant. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.