SEC Form 4 · accession 0001179110-18-007276
Alphatec Holdings, Inc. · ATEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Snider
Officer — EVP, Strat. Mktg. & Prod. Dev.
Period of report
May 17, 2018
Accepted (ET)
May 21, 2018 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 17, 2018 | M | 31,747 | $0.00 | A | 113,887 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF1 | — | May 17, 2018 | M | 100 | D | — | — | Common Stock | 31,747 | 0 | D |
Explanation of responses
- F1Each share of Series B Convertible Preferred Stock had no expiration date and converted into 317.4603 shares of the issuer's common stock on May 17, 2018, the date that issuer's stockholders approved such conversion.
- F2Includes 4,140 shares acquired under the issuer's employee stock purchase plan on May 15, 2018.