SEC Form 4 · accession 0001179110-17-015935
Alphatec Holdings, Inc. · ATEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Miles
Officer — Executive Chairman · Director
Period of report
Dec 28, 2017
Accepted (ET)
Dec 29, 2017 · 2:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2017 | A | 1,327,434 | $2.26 | A | 2,327,434 | D | |
| Common Stock | holding | — | — | — | 250,000 | I | Shares owned by MOM, LLC. Reporting Person is a managing member of MOM, LLC. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase made pursuant to that certain Securities Purchase Agreement, dated October 2, 2017, by and between the Company and Reporting Person, as disclosed by the Company on SEC Current Report on Form 8-K, filed October 2, 2017.