SEC Form 4 · accession 0001179110-17-013075
Alphatec Holdings, Inc. · ATEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Miles
Officer — Executive Chairman · Director
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 1:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Stock UnitsF1 | Oct 2, 2017 | A | 1,000,000 | $0.00 | A | 1,000,000 | D | |
| Common Stock | holding | — | — | — | 250,000 | I | Shares owned by MOM, LLC. Reporting Person is a managing member of MOM, LLC. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The RSUs will vest in equal annual installments on each of the first three anniversaries of October 2, 2017